Code on Real Estate Investment Trusts

《房地產投資信託基金守則》

Code on Share Repurchases

《公司購回本身股份守則》
（《股份購回守則》）

Code on Takeovers and Mergers

《公司收購及合併守則》

Code on Unit Trusts and Mutual Funds

《單位信託及互惠基金守則》

cold shoulder order

冷淡對待令

collateral

抵押品；擔保物*

collateral eligibility

抵押品資格

Collateralised Bond Obligation (CBO)

債券抵押證券

Collateralised Loan Obligation (CLO)

貸款抵押證券

collateralised repo

質押式回購*

collateralised warrant

有抵押權證

collective investment fund

集體投資基金

collective investment scheme (CIS)

集體投資計劃

Collector of Stamp Revenue

印花稅署署長

co-manager

聯席經辦人

combination order

綜合盤；組合盤

combined net tangible assets

合併有形資產淨值

combo order

綜合盤；組合盤

comfort letter

聯繫證明書；信心保證書；資料印證工作函

commercial paper

商業票據

commission rebate

佣金回扣；回佣

Commissioner of Insurance

保險業監理專員

Committee of Payment System【HKMA】

支付系統小組委員會【金管局】

Committee on Payment and Settlement Systems, The (CPSS)

支付及結算系統委員會

Committee on Unit Trusts【SFC】

單位信託委員會【證監會】

commodities dealer

商品交易商

Commodities Trading Ordinance

《商品交易條例》

Commodity Exchanges (Prohibition) Ordinance

《商品交易所（禁止經營）條例》

Commodity Futures Trading Commission (CFTC)【US】

商品期貨交易委員會【美國】

Common Collateral Management System (CCMS)

共同抵押品管理系統

common nominee

共用代理人

"common nominee" share certificate

「共用代理人」股票

Common Risk Management System

共同風險管理系統

communication status message line

通訊線路現況顯示行

Companies (Amendment) Ordinance 2004

《2004年公司(修訂)條例》

Companies (Summary Financial Reports of Listed Companies) Regulation

《公司(上市公司的財務摘要報告)規例》

Companies Registry

公司註冊處

Company Bulletin Board【UK】

公司交易板【英國】

Compensation Committee

賠償委員會

Compensation Fund Reserve Account

賠償基金儲備賬

compliance adviser

合規顧問

compliance officer【GEM】

法規主任【創業板】

composite order

綜合盤；組合盤

composite risk

綜合風險

composite table

綜合表

composite trades

綜合買賣

Comptroller of the Currency【US】

美元總會計長【美國】

compulsory buy-in

強制補購

Compulsory Stock Borrowing and Lending Service in CCASS

中央結算系統強制證券借貸服務

Computershare Hong Kong Investor Services Limited (CHIS)

香港中央證券登記有限公司

concentrated position

集中持倉量

concentration risk

集中風險

concentration risk adjustment

集中風險調整

concept stock

概念股

conditional agreement

有條件協議

conditional cash offer

有條件現金收購；有條件現金要約

Conference of Central Securities Depositories (CCSD)

中央證券存管處國際會議

Conflict Committee

利益衝突事宜委員會

connected person

關連人士

connected transaction

關連交易

consideration

代價；約價*

consideration issue

代價發行

consideration share

代價股份

consolidated financial statement

綜合財務報表

consolidation

合併；整合

constitution

組織章程

construction-in-progress

在建工程

Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules

　

《建議就認可海外規則修訂〈證券及期貨(穩定價格)規則〉諮詢總結》

Consultation Conclusions On Draft Practice Note On Overseas Investments By SFC-Authorised Real Estate Investment Trusts

《關於證監會認可的房地產投資信託基金的海外投資的應用指引草擬本的諮詢總結》

Consultation Conclusions on Investments in Real Estate Investment Trusts by Collective Investment Schemes Authorised under the Code on Unit Trusts and Mutual Funds

《有關根據〈單位信託及互惠基金守則〉獲認可的集體投資計劃投資於房地產投資信託基金的諮詢總結》

Consultation Conclusions on Proposed Measures to Address Risks Arising from Securities Margin Financing 【SFC】

《關於處理源自證券保險金融資的風險的建議措施的諮詢總結》【證監會】

Consultation Conclusions on Proposals to Enhance the Regulation of Listing

《有關改善規管上市事宜的建議諮詢總結》

Consultation Conclusions on the Reduction of Minimum Spreads

《縮窄最低上落價位諮詢總結》

Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers

《有關對保薦人及獨立財務顧問監管的諮詢總結》

Consultation Conclusions on the Regulatory Framework for Addressing Analyst Conflicts of Interest

《關於處理分析員利益衝突的監管架構的諮詢總結》

Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance

《有關檢討〈證券及期貨條例〉第XV部的披露權益制度的諮詢總結》

Consultation Conclusions on the Review of the Level and Funding of the Investor Compensation Fund, Broker Defaults since 1998 and the Operation of the Investor Compensation Arrangements

《有關檢討投資者賠償基金的水平及經費、自1998年以來發生的經紀違責事件及投資者賠償安排運作情況的諮詢總結》

Consultation Conclusions to the Consultation Paper on the Regulation of Sponsors and Compliance Advisers

《有關監管保薦人及合規顧問的諮詢總結》

Consultation Paper on a Proposed Operational Model for a Scripless Securities Market

　

《有關無紙化證券市場的建議運作模式的諮詢文件》

Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases

《有關檢討〈公司收購、合併及股份購回守則〉的諮詢文件》

Consultation Paper on Legislative Proposals to Establish Financial Reporting Council

《有關成立財務匯報局的立法建議諮詢》

Consultation Paper on New Structure for Listing Decision-making

《上市決策新架構諮詢文件》

Consultation Paper on Proposals for a Scripless Securities Market

　

《關於建立無紙化證券市場的建議的諮詢文件》

Consultation Paper on Proposals to Enhance the Regulation of Listing

　

《有關改善規管上市事宜的建議諮詢文件》

Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures

《為便利股份或債權證要約而就〈公司條例〉提出的修訂建議諮詢文件》

Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules, A

《〈證券及期貨(在證券市場上市)規則〉的建議修訂諮詢文件》

Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges

　

《與證券服務有關的收費及費用的良好披露指引草擬本諮詢文件》