physically settled equity derivatives
实物结算股本衍生工具

pilot programme
试验计划

pilot programme market maker
试验计划庄家

pilot programme securities
试验计划证券

portfolio
投资组合

possession
管有

prescribed country
订明国家

prescribed event
订明事件

prescribed fee
订明费用

prescribed gain
订明收益

prescribed limit
订明上限

prescribed manner
订明方式

prescribed purpose
订明目的

prescribed requirement
订明规定

Presenting Officer
提控官

primary stabilizing action
基本稳定价格行动

principal
主事人

Privacy Commissioner for Personal Data
私隐专员

proceedings
研讯程序

professional accountant
专业会计师

professional investor
专业投资者

prohibited person
受禁制人士

property
财产

prospectus
招股章程

public
公众；大众

public announcement
公开宣告

purchase
买；购买

qualified corporation
合资格法团

qualified lender
合资格借出人

qualified overseas scheme
合资格海外计划

qualified shares
合资格股份

qualifying client
合资格客户

qualifying credit rating
合资格信贷评级

qualifying debt securities
合资格债务证券

ranking liabilities
认可负债

recipient
接收人

reckless misrepresentation
罔顾实情的失实陈述

recognized certificate
认可证书

recognized certification authority
认可核证机关

recognized clearing house
认可结算所

recognized counterparty
认可对手方

recognized exchange company
认可交易所

recognized exchange controller
认可控制人

recognized futures market
认可期货市场

recognized investor compensation company
认可投资者赔偿公司

recognized occupational retirement scheme
认可职业退休计划

recognized stock market
认可证券市场

record
纪录

redeemable shares
可赎回股份

register of companies
公司登记册

register of directors´ and chief executives´ interests and short positions
董事及最高行政人员权益及淡仓登记册

register of interests in shares and short positions
股份权益及淡仓登记册

registered
注册

registered company
注册公司

registered institution
注册机构

Registrar of Companies
公司注册处处长

registration
注册

regulated activity
受规管活动

regulated function
受规管职能

regulated investment agreement
受规管投资协议

regulated person
受规管人士

regulations
规例

regulatory body
规管机构

related assets
有连系资产

relevant agreement
有关协议

relevant authority
有关当局；监管当局

relevant authorized automated trading services
有关认可自动化交易服务

relevant communication
有关通讯

relevant condition
有关条件

relevant contract
有关合约

relevant contravention
违例事件

relevant corporation
相关法团

relevant date
有关日期

relevant event
有关事件

relevant exchange company
有关交易所公司

relevant information
有关消息

relevant market
有关市场

relevant offer
有关要约

relevant office-holder
有关人员

relevant overseas market
有关境外市场

relevant period
有关期间

relevant property
有关财产

relevant provisions
有关条文

relevant recognized exchange controller
相关认可控制人

relevant recognized market
有关认可市场

relevant securities
有关证券

relevant share capital
有关股本

relevant shares
有关股份

relevant time
有关时间

remittance
转付

remuneration
报酬

repealed Ordinance
已废除条例

repealed Securities Rules
已废除的《证券规则》

report
报告

reportable matter
须报告事项

reportable position
须申报的持仓量

reporting currency
申报货币

reporting day
申报日

reporting period
申报期

representation
陈述

representative
代表

repurchase transaction
回购交易

required liquid capital
规定速动资金

required liquid capital deficit
规定速动资金短欠数额

respondent
答辩人

responsible officer
负责人员

review
复核

rights issue
供股

Risk Management Committee
风险管理委员会

rolling balance cash client
滚存结余现金客户

rules
规章

ruling
裁定

Secretary
局长

securities
证券

securities adviser
证券顾问

Securities and Futures Appeals Tribunal
上诉审裁处

securities and futures industry
证券期货业

securities and futures market
证券期货市场

securities borrowing and lending agreement
证券借贷协议

securities collateral
证券抵押品

securities consultant
证券顾问

securities dealer
证券交易商；证券经纪

securities margin financing
证券保证金融资

Securities Market Maker
证券庄家

segregated account
独立账户

SEOCH
期权结算公司

served
送达

service bureau
服务单位

settlement
交收

settlement date
交收日期

shadow director
幕后董事

share
股份

share registrar
股份登记员

Share Repurchase Code
《股份购回守则》

shareholder controller
股东控制人

short position
淡仓

short selling
卖空

short selling order
卖空指示

special debt securities
特别债务证券

specified amount
指明款额

specified amount requirements
指明数额规定

specified bank regulator
指明银行规管当局

specified credit rating
指明信贷评级

specified debt securities
指明债务证券

specified decision
指明决定

specified exchange
指明交易所

specified futures exchange
指明期货交易所

specified instrument
指明文书

specified investments
指明投资项目

specified jurisdiction
指明司法管辖区

specified licensed corporation
指明持牌法团

specified licensing condition
指明发牌条件

specified percentage level
指明百分率水平

specified person
指明人士

specified recipient
指明收受者

specified risks
指明风险

specified securities
指明证券

specified securities or futures contracts

指明证券或期货合约

specified stock exchange
指明证券交易所

specified titles
指明称衔

stabilizing action
稳定价格行动

stabilizing manager
稳定价格操作人

stabilizing period
稳定价格期间

stabilizing price
稳定价格

standby subordinated loan facility
备用后偿贷款融通

standing authority
常设授权

stock adviser
股票顾问

stock dealer, stockbroker
股票经纪

Stock Exchange Company
联交所

stock futures contract
股票期货合约

stock market
证券市场

stock options contract
股票期权合约

stock return
证券交还

subordinated loan
后偿贷款

substantial shareholder
大股东

systems of control
监控系统

take delivery
提取

take-over offer
收购要约

Takeovers Appeal Committee
收购上诉委员会

Takeovers Code
《收购守则》

Takeovers Panel
收购委员会

target corporation
目标法团

the corporation concerned
有关法团

title
称衔

top 3 collateral
首3位抵押品

top margin client
前列保证金客户

trade date
交易日期

trader
交易商

trading day
交易日

trading right
交易权

Tribunal
审裁处

trust corporation
信托法团

trustee
受托人

Type 1 intermediary
第1类中介人

Type 1 intermediary or representative
第1类中介人或代表

Type 2 intermediary
第2类中介人

Type 4 intermediary or representative
第4类中介人或代表

Type 6 intermediary or representative
第6类中介人或代表

unconscionable
不合情理

underlying shares
相关股份

Unified Exchange
联合交易所

Unified Exchange Compensation Fund
联交所赔偿基金

unit trust
单位信托

unsolicited call
未获邀约的造访

valid business registration certificate
有效商业登记证

variable required liquid capital
可变动规定速动资金

whitewash document
清洗交易文件

whitewashed offer
清洗交易要约

written direction
书面指示

written document
书面文件