fund custodian bank 基金托管银行

p/e （price/earning） ratio 市盈率

payment versus delivery 银券交付

commodity/financial derivatives 商品/金融衍生产品

margins， collateral 保证金

bonus share 红股

dividend 红利/股息

retail / private investor 个人投资者/散户

broker/dealer 券商

insider trading/dealing 内幕交易

prospectus招股说明书

merger and acquisition收购兼并

warrant 认股权证

raised capital/proceeds 筹资

component index 成份指数

turnover rate 换手率

monetary market 货币市场

hedge fund 对冲基金

self-regulatory organization（SRO）自律组织

issuer 发行人

intermediary 中介机构

secondary listing 第二上市

secondary market 二级市场

controlling shareholder 控股股东

red chips红筹股

junk bond 立即债券

securities loan 融券

financing 融资